Consulting and Review

Sterling actively and strategically supports your institution’s compliance risk management program as a valuable resource for regulatory interpretation and early updates regarding proposed rule-making and consultative assistance with implementation of final or amended rules, development or review of compliance policies, procedures and controls, and risk-based compliance reviews designed to assess your institution’s compliance with applicable laws and regulations.

Our Approach

Our Compliance Consulting and Review Services are designed to ensure your Compliance Management Program is appropriately risk focused, proactive and effective. We offer a full suite of comprehensive lending and deposit compliance reviews and BSA|AML Audits that can be tailored to your unique business model or risk profile. We can also help you develop, enhance, or retool your CMS or BSA|AML program through risk assessments, program evaluations, policies, procedures, and customized training, as well as aid your compliance or management team in addressing identified weaknesses, violations or matters requiring attention in supervisory reports of examination or enforcement actions.

Services Offered

Sterling BeaconTM Consulting